I’m joined by conduct risk consultants Emily Wright and Emma Parry, whose global experience across compliance, conduct and governance brings real clarity to one of the sector’s most complex challenges.
🎧 Listen here: podcasts.apple.com/us/podcast/h...
In today's episode, we explore the fast-evolving regulatory focus on non-financial misconduct, inc:
▶️ What the FCA’s new rules will mean in practice
▶️ How mishandling misconduct can quietly damage culture
▶️The launch of the Conduct Compass framework to support earlier, more consistent outcomes
‼️Around 2% of people in any office, in any given year, are involved in misconduct cases that don’t lead to dismissal, according to new research.
That’s a major challenge many firms still struggle to handle consistently.
Today's Following the Rules episode explores why.
Schooling Latter left the FCA to become UK regulators’ primary contact at Credit Suisse during its collapse. He also discusses the lessons the industry missed from the Swiss bank’s demise, his unfinished business at the FCA, and more...
👂> podcasts.apple.com/us/podcast/e...
The former director for wholesale policy and supervision at the FCA now heads compliance for the UK arm of Mizuho. He says being on the other side of the regulatory machine has helped him to realise which parts of the City rulebook aren’t working.
👂> podcasts.apple.com/us/podcast/e...
The FCA could unlock “big savings” by streamlining the UK’s overly-complex KYC and transaction reporting rules, says former FCA regulator Edwin Schooling Latter on today's Following the Rules.
👂> podcasts.apple.com/us/podcast/e...
How will the rightward shift in global politics impact UK + EU FS? What challenges will Trump 2.0 pose for the EU + UK? How should banks react?
Alan Houmann, the former Emea government affairs head at Citi, answers these Qs +more in the latest Following the Rules: podcasts.apple.com/us/podcast/a...
You can read City A.M's coverage of the pod here: www.cityam.com/uks-banking-...
An article on it can also be found on the @financialtimes.com's Banking Risk & Regulation: www.bankingriskandregulation.com/pras-sam-woo...
And more coverage from @politico.eu, @bloomberg.com is in the pics...
Woods discussed poss delays to UK bank capital reforms, how the PRA is responding to a new obligation to consider the impact of their activities on the UK’s growth and competitiveness, life at the helm of the UK’s top finance regulator, and plenty more besides: podcasts.apple.com/us/podcast/p...
