The UK Sanctions List is now the single source for UK designations. If your screening system hasn't updated — you may have gaps.
Our Playbook covers UKSL integration, rescreening protocols, and 4-tier escalation procedures.
http://dlvr.it/TS63nB
OFSI's enforcement message in 2025 was clear: all firms must have adequate sanctions processes.
£465K penalty for HSF Moscow. £300K for Markom Management.
Our Sanctions Screening Procedures & Escalation Playbook gives FCA-regulated firms the complete framework.
http://dlvr.it/TS5wrD
https://bit.ly/FCAQRP002
Just launched: FCA Query Response Pack
• Professional playbook with the CLEAR framework
• 5 ready-to-use response templates
• Evidence standards guidance
• Phrases to avoid (and better alternatives)
£249 at http://dlvr.it/TS5pJf
Making Compliance Work.
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
https://bit.ly/SMFSubTkt
SMF Submission Professional Pack includes:
📘 50+ page Master Guide
📋 17 professional templates
✅ Completed example assessment
📊 Advanced Excel tracker
📕 Rejection reasons guide
Everything for £449.
http://dlvr.it/TS5hCf
#FCA #SMCR #Compliance
https://bit.ly/SMFSubTkt
December 2025: SMF application submitted
January 2026: Approved in 12 working days
FCA questions asked: Zero
That's what happens when you prepare applications properly. The methodology is now available in our SMF Submission Professional Pack.
http://dlvr.it/TS5Kz6
#SMF #Compliance #FCA
https://bit.ly/SMFSubTkt
NEW: SMF Submission Packs for FCA Senior Manager Function applications
Proven methodology that achieved 12-working-day approval with zero FCA questions.
From essential templates (£299) to complete done-for-you service (£1,500).
http://dlvr.it/TS57Gm
#SMCR #FCA #Compliance
🚀 Just released: FSMA Compliance Manual Template – December 2025
Fully revised for Consumer Duty, Operational Resilience, SMCR reforms & more.
Editable Word doc, not a PDF. 21 sections. Ready to customise.
🔗 bit.ly/3KVrS99
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
https://bit.ly/PEPHREDD
Your EDD process should produce files that look obviously different from standard CDD.
If a regulator can't immediately see which customers received enhanced measures, your process isn't working.
Structured templates make the difference visible. http://dlvr.it/TS4mDD
https://bit.ly/PEPHREDD
KYC EDD should be proportionate to risk.
But "proportionate" doesn't mean "minimal for lower-risk PEPs."
It means your measures should match the specific risks identified.
A domestic PEP with verified legitimate income maybe needs different EDD than a foreign PEP?
http://dlvr.it/TS4MRB
https://bit.ly/PEPHREDD
New resource: PEP & High-Risk Customer EDD Workbook
Comprehensive toolkit including:
• PEP screening templates
• Srce of wealth/funds verification forms
• Risk scoring matrix (8 factors)
• Senior Mgmt approval workflow
• Ongoing monitoring framework
MLRs 2017 aligned.
http://dlvr.it/TS48DC
Top mistakes in Section 166 reviews:
→ Delayed response to the FCA
→ Poor document management
→ Unprepared staff for interviews
→ No self-assessment before the review begins
→ Adversarial approach with the skilled person
All preventable. All covered in our new toolkit.
http://dlvr.it/TS3yV5
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
New toolkit: Section 166 Skilled Person Review Preparation Toolkit
When the FCA exercises its s.166 power, how your firm responds in the first 48 hours sets the tone.
This toolkit covers the complete lifecycle — 20+ templates, gap analysis tools, and step-by-step guidance.
http://dlvr.it/TS3n6s
https://bit.ly/SupVstPlybk
Most firms spend thousands on compliance frameworks but almost nothing on preparing for how those frameworks will be examined.
Our FCA Supervisory Visit Preparation Playbook changes that. http://dlvr.it/TS3P4P
https://bit.ly/SupVstPlybk
The single most common FCA visit finding: inconsistency between what policies say and what staff describe in practice.
Interview coaching + briefing templates in our new Playbook fix this. http://dlvr.it/TS3B0j
Your £999 package:
📊 Market research
📄 Long-form plan (40-50 pages)
⚡ Lean version (10-15 pages)
📽️ PowerPoint deck
🗺️ 2 strategic options
💰 3-year financials
✓ Discovery call
✓ Revisions included
Delivered in 5 working days. http://dlvr.it/TS2zrQ
#ValueForMoney #Comprehensive
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
https://bit.ly/FVAToolkit
Fair value assessments under Consumer Duty require more than a tick-box exercise.
Our new framework covers:
• Four-pillar methodology
• Cost-benefit analysis
• Comparator benchmarking
• Board reporting templates
11 documents. PRIN 2A.4 compliant. http://dlvr.it/TS2p7m
https://bit.ly/FVAToolkit
"Fair value" under UK FCA Consumer Duty means:
• Total cost vs total benefit
• Compared to market alternatives
• For your specific target market
• Evidenced, not assumed
Get the framework: http://dlvr.it/TS2PGB
#PRIN2A4 #FCA #Compliance
https://bit.ly/FVAToolkit
The FCA expects firms to evidence fair value—not just assert it.
Our Fair Value Assessment Framework provides:
📊 Quantitative benchmarks
📋 Documented methodology
🔍 Comparator analysis
📝 Board-ready reporting
http://dlvr.it/TS29p6
#ConsumerDuty #FinancialServices
A question for compliance officers:
If a Senior Manager left tomorrow, could your firm demonstrate adequate handover documentation to the FCA?
Our new template includes a live documentation maintenance framework and emergency handover protocol for exactly this scenario. http://dlvr.it/TS1zXG
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
🔶 New product: SMCR Handover Documentation Template
The FCA says "a handover has taken place" isn't enough. They want structured evidence.
SYSC 25.9 compliant. Updated for 2026 reform.
£199 inc. VAT → http://dlvr.it/TS1nz6
https://bit.ly/RetServices
Payment Services Firms need specialist compliance support. Our retainers serve PIs, EMIs and RAISPs with PSR-specific templates and regulatory expertise. http://dlvr.it/TS1Pc3
https://bit.ly/RetServices
Gold retainer clients receive our complete digital product library — 14+ professional compliance templates worth £3,638. Plus a dedicated consultant and quarterly board reports. http://dlvr.it/TS1C33
https://bit.ly/RetServices
What should a compliance retainer include in 2026? Defined hours, regulatory briefings, review meetings, SMCR support, and professional templates. We have published a full breakdown. http://dlvr.it/TS11KD
Running a Claims Management Company? The FCA expects robust compliance.
Our December 2025 template covers everything CMCs need – ready to customise.
🔗 bit.ly/3MNO4ma
https://bit.ly/RetServices
We have redesigned our compliance retainer services into three clear tiers — Bronze, Silver and Gold. Every tier includes professional compliance templates. From £495/month for FSMA and Payment Services firms. http://dlvr.it/TS0rKD