Reminder: Form ADV Annual Amendment Due Tomorrow, March 31st

Timely and accurate filing is essential to remain compliant and avoid regulatory issues.

#regulatoryfilingreminder #cottlawgroup #investmentlaw

Reminder: Form ADV Annual Amendment Due March 31

Timely and accurate filing is essential to remain compliant and avoid regulatory issues.

#regulatoryfilingreminder #cottlawgroup #investmentlaw

Every Summer we look forward to the Annual SEHFA BBQ and this year did not disappoint! #SEHFA #CottLawGroup

Year-End Compliance Alert for Investment Managers - Cott Law Group As we approach the final quarter of 2016, we would like to take this opportunity to remind you of the following legal, regulatory and compliance obligations that may apply to certain investment managers heading into 2017. Investment Advisers and Exempt Reporting Advisers Annual Amendment of Form ADV.  Each registered investment adviser (“RIA”) and exempt reporting adviser […]

New Blog Post: Year-End Compliance Alert for Investment Managers… #cottlawgroup #yearendcompliance

cottlawgroup.com/year-end-compl…

Great turn out at the Annual SEHFA Barbeque last week! Thanks for letting us be apart of it! #SEHFA #CottLawGroup

Wonderful @TAGthink event last night at Atlanta Tech Village.Thanks for having us! #TAG #CottLawGroup @BrianKempGA

The Southeastern Hedge Fund Assoc. hosted a wonderful event last night in ATL. Thank you for letting us attend! #CottLawGroup #SEHFA