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ASC issues Cease and Desist Order against GS Partners Global, WealthBuilders Worldwide, Josip Heit, Nathaniel Hines, Jr., Jeanette Hines, Del Lewis, and Diana Lewis [Alabama Securities Commission] The Alabama Securities Commission (ASC) issued a Cease and Desist Order against GS Partners Global (GS Partners), WealthBuilders Worldwide (WealthBuilders), GS Partners Chairman of the Board Josip Heit, and representatives of the companies located in Alabama: Nathaniel Hines, Jr., Jeanette Hines, Del Lewis, and Diana Lewis, to prohibit the companies and individuals from further offers and sales of unregistered securities and from acting as unregistered investment advisors or investment advisor representatives. The ASC investigation is in connection with a multi-jurisdictional investigation which includes regulators from both the US and Canada.

AL. State Agencies:Alabama News Beacon #CeaseAndDesist #InvestmentAdvisors #SecuritiesRegulation #AlabamaSecuritiesCommission #GSPartnersGlobal

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Alabama Securities Commission Appoints Amanda Senn Director [Alabama Securities Commission] Alabama Securities Commission Appoints Amanda Senn Director

AL. State Agencies:Alabama News Beacon #AlabamaSecuritiesCommission #AmandaSenn #SecuritiesRegulation #FinancialNews #Investment

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Director Joseph Borg Retires from Alabama Securities Commission After 30 Years of Civil Service [Alabama Securities Commission] Joseph Borg, Director of the Alabama Securities Commission, has retired today after nearly 30 years of service to the State of Alabama. He is the only person in history to accomplish that extraordinary level of service.

AL. State Agencies:Alabama News Beacon #JosephBorg #AlabamaSecuritiesCommission #Retirement #CivilService #PublicService

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ASC Joins with Other State Securities Regulators to Settle with Nexo [Alabama Securities Commission] The Alabama Securities Commission (ASC) announced that a digital asset financial services company, Nexo Group, Nexo Inc., Nexo Capital Inc., Nexo Financial LLC, collectively known as “Nexo”, agreed to settlement terms regarding past unregistered offers and sales of securities to Alabama residents. Nexo shall pay a total of $22,500,000 in fines to the 53 NASAA member jurisdictions, or $424,528.30 per jurisdiction to resolve the violations.

AL. State Agencies:Alabama News Beacon #Nexo #SecuritiesRegulation #DigitalAssets #AlabamaSecuritiesCommission #FinancialServices

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