Keith ("Sunny") Loveland, Juris Doctor

Keith ("Sunny") Loveland, Juris Doctor, AIF®, AIFA® contributed to the fourth major revision of the Prudent Practices for Investment Advisors...

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The Business Advantage of Reaching RIAs and Family Offices Businesses and service providers seeking growth must navigate a crowded market where establishing meaningful relationships with the right clients is key. Among the most influential players in wealth management are Registered Investment Advisors (RIAs) and family offices. These entities manage substantial assets and provide personalized investment guidance, making them critical partners for firms offering financial […] The post The Business Advantage of Reaching RIAs and Family Offices first appeared on Flowster.

The Business Advantage of Reaching RIAs and Family Offices: Businesses and service providers seeking growth must navigate a crowded market where establishing meaningful relationships with the right clients… #WealthManagement #InvestmentAdvisors #FamilyOffices #FinancialServices #ClientRelationships

Navigating investments? A financial advisor can tailor a strategy to your goals & risk tolerance. Don't go solo—get expert guidance for smarter tax planning & retirement prep. #FinancialPlanning #InvestmentAdvisors learn how you can get finiancial grant as us citizen: tinyurl.com/hsidnl

ASC issues Cease and Desist Order against GS Partners Global, WealthBuilders Worldwide, Josip Heit, Nathaniel Hines, Jr., Jeanette Hines, Del Lewis, and Diana Lewis [Alabama Securities Commission] The Alabama Securities Commission (ASC) issued a Cease and Desist Order against GS Partners Global (GS Partners), WealthBuilders Worldwide (WealthBuilders), GS Partners Chairman of the Board Josip Heit, and representatives of the companies located in Alabama: Nathaniel Hines, Jr., Jeanette Hines, Del Lewis, and Diana Lewis, to prohibit the companies and individuals from further offers and sales of unregistered securities and from acting as unregistered investment advisors or investment advisor representatives. The ASC investigation is in connection with a multi-jurisdictional investigation which includes regulators from both the US and Canada.

AL. State Agencies:Alabama News Beacon #CeaseAndDesist #InvestmentAdvisors #SecuritiesRegulation #AlabamaSecuritiesCommission #GSPartnersGlobal

Trump's 'revenge tax' on other countries could hit U.S. — CBC News A controversial tax being proposed by President Donald Trump's administration that could cost Canadians and Canadian businesses billions is also likely to cost the U.S. government, according to an ass...

“Top #Canadian officials acknowledge privately that they are concerned by the prospect of Trump's new #withholding #tax and are closely watching what is happening in #Washington — as are Canadian #investors, #companies, #investmentadvisors and #taxlawyers.” stocks.apple.com/AVTgQcxfjTs2...

Why Cybersecureria is the Trusted Cybersecurity Partner for SEC-Registered RIAs Introduction Cybersecurity threats in the financial sector continue to escalate, targeting Registered Investment Advisors (RIAs) with sophisticated tactics aimed at compromising sensitive client data and investment strategies. As the threat landscape becomes more complex, the need for robust, regulatory-compliant cybersecurity programs has become critical. For SEC-registered RIAs, maintaining cybersecurity compliance is not just a best […] The post Why Cybersecureria is the Trusted Cybersecurity Partner for SEC-Registered RIAs first appeared on Flowster.

Why Cybersecureria is the Trusted Cybersecurity Partner for SEC-Registered RIAs: Introduction Cybersecurity threats in the financial sector continue to escalate, targeting Registered Investment Advisors (RIAs) with… #Cybersecurity #FinancialSecurity #InvestmentAdvisors #DataProtection #RIAs

Senate Committee recommends McDermott and Boudoir for securities board appointments Senator Marchman advances nominations of McDermott and Boudoir to full Senate for approval.

Colorado's Senate Finance Committee is stepping up for small businesses by enhancing support for investment advisors and ensuring they meet high ethical standards—could this be a game changer for the local economy?

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